Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Michael Thorne | 2163929 | 2 | 05/22/2019 | Customer Dispute | Settled | $6,251.70 | $0.00 | See FINRA Report |
| Thomas Owen Shepard | 2786981 | 1 | 03/01/2017 | Customer Dispute | Settled | $78,457.00 | $0.00 | See FINRA Report |
| Mark William Shevlin | 2519659 | 3 | 01/12/2016 | Customer Dispute | Settled | $5,100.00 | $0.00 | See FINRA Report |
| Carleton William Crockett | 2008965 | 1 | 11/12/2001 | Customer Dispute | Settled | $23,002.00 | $0.00 | See FINRA Report |