Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Michael Thorne | 2163929 | 2 | 05/22/2019 | Customer Dispute | Settled | $6,251.70 | $0.00 | See FINRA Report |
| Bryan Marc Gravel | 5634671 | 2 | 03/21/2019 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Bryan Marc Gravel | 5634671 | 2 | 07/17/2017 | Customer Dispute | Denied | $6,869.70 | $0.00 | See FINRA Report |
| Jonathan Edward Coughlin | 6738897 | 1 | 03/05/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Owen Shepard | 2786981 | 1 | 03/01/2017 | Customer Dispute | Settled | $78,457.00 | $0.00 | See FINRA Report |
| Timothy Benjamin Wyand | 4835214 | 1 | 12/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sieglinde Aigner-Crooks | 2953417 | 1 | 08/11/2016 | Customer Dispute | Denied | $9,150.00 | $0.00 | See FINRA Report |
| Mark William Shevlin | 2519659 | 3 | 01/12/2016 | Customer Dispute | Settled | $5,100.00 | $0.00 | See FINRA Report |
| Mark William Shevlin | 2519659 | 3 | 08/31/2015 | Customer Dispute | Denied | $11,184.40 | $0.00 | See FINRA Report |
| Alan Alaeddin Fatemi | 4935681 | 3 | 01/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |