Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPS Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Gerard Meyer | 4511848 | 1 | 06/04/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pierce Michael Keane | 1593839 | 1 | 09/27/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert O'Hara | 2185289 | 1 | 03/21/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |