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FINRA Broker Disclosures for LPS Capital LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPS Capital LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Cammarata4684693107/11/2018Employment Separation After Allegations$0.00$0.00See FINRA Report
Donald Patrick Fewer1415123310/24/2017RegulatoryFinal$0.00$0.00See FINRA Report
Brian Stephen Marro1674882104/10/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael Patrick Maher2320161201/08/2014Judgment / Lien$0.00$0.00See FINRA Report
Michael Patrick Maher2320161205/09/2012Judgment / Lien$0.00$0.00See FINRA Report
Donald Patrick Fewer1415123309/27/2010RegulatoryFinal$0.00$0.00See FINRA Report
Donald Patrick Fewer1415123308/02/2006RegulatoryFinal$0.00$0.00See FINRA Report
Robert Gerard Meyer4511848106/04/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Pierce Michael Keane1593839109/27/1988CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert O'Hara2185289103/21/1980CriminalFinal Disposition$0.00$0.00See FINRA Report

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