Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mcdermott Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Horning | 2311640 | 6 | 01/08/2021 | Customer Dispute | Denied | $850,000.00 | $0.00 | See FINRA Report |
| Kathleen Marie Williams-Price | 2450125 | 1 | 10/22/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |