Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mcdermott Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy Thomas | 4691720 | 3 | 01/17/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lee Ann Canaday | 7228780 | 1 | 01/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Horning | 2311640 | 6 | 01/08/2021 | Customer Dispute | Denied | $850,000.00 | $0.00 | See FINRA Report |
| Dean Patrick McDermott | 1731834 | 2 | 09/13/2019 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Biho Kevin Cha | 4330839 | 1 | 08/15/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Bosch | 7224414 | 2 | 03/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gordon T Orsborn | 4426550 | 1 | 11/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bosch | 7224414 | 2 | 07/23/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Horning | 2311640 | 6 | 05/17/2013 | Customer Dispute | Settled | $875,812.00 | $0.00 | See FINRA Report |
| Kathleen Marie Williams-Price | 2450125 | 1 | 10/22/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |