Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Essenfeld | 4572427 | 1 | 03/02/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Hal Gary Anderson | 2432623 | 1 | 04/19/2002 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |