Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mardie Lynn Dotseth | 6996775 | 3 | 04/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mardie Lynn Dotseth | 6996775 | 3 | 04/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard James Braudis | 1739556 | 7 | 07/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard James Braudis | 1739556 | 7 | 03/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard James Braudis | 1739556 | 7 | 02/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard James Braudis | 1739556 | 7 | 09/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard James Braudis | 1739556 | 7 | 05/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard James Braudis | 1739556 | 7 | 03/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard James Braudis | 1739556 | 7 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |