Our Staff has compiled our research into a database of FINRA Broker Disclosures for Roth Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Otilia Del Carmen Chen Rodriguez | 5041049 | 2 | 11/27/2015 | Customer Dispute | Withdrawn | $50,319.70 | $0.00 | See FINRA Report |