Our Staff has compiled our research into a database of FINRA Broker Disclosures for Roth Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Gene Montano | 1961932 | 4 | 01/24/2012 | Customer Dispute | Pending | $779,954.00 | $0.00 | See FINRA Report |
| Alexander Gene Montano | 1961932 | 4 | 12/26/2011 | Customer Dispute | Pending | $356,000.00 | $0.00 | See FINRA Report |