Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citi Private Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lynn K Tsang | 5754911 | 1 | 07/08/2024 | Customer Dispute | Closed-No Action | $52,421.60 | $0.00 | See FINRA Report |
| Elizabeth C Leon | 2372528 | 1 | 10/05/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |