Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citi Private Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lynn K Tsang | 5754911 | 1 | 07/08/2024 | Customer Dispute | Closed-No Action | $52,421.60 | $0.00 | See FINRA Report |
| David Giuffrida | 5857749 | 1 | 03/31/2022 | Customer Dispute | Denied | $111,478.00 | $0.00 | See FINRA Report |
| Andrea Jacqueline O'Sullivan | 6036181 | 6 | 02/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Jacqueline O'Sullivan | 6036181 | 6 | 01/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Jacqueline O'Sullivan | 6036181 | 6 | 06/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Jacqueline O'Sullivan | 6036181 | 6 | 06/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Jacqueline O'Sullivan | 6036181 | 6 | 02/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Jacqueline O'Sullivan | 6036181 | 6 | 10/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas Zepeda | 2412738 | 2 | 10/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Thomas Zepeda | 2412738 | 2 | 10/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |