Our Staff has compiled our research into a database of FINRA Broker Disclosures for BA Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Samuel Hakim | 5780296 | 2 | 05/27/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jess Sture Schou Larsen | 6311217 | 1 | 01/06/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Martin Kirby | 4485647 | 1 | 03/19/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Jason Anderson | 4843265 | 1 | 03/19/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |