Our Staff has compiled our research into a database of FINRA Broker Disclosures for BA Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Jose Carrasco | 6145545 | 1 | 08/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Kenneth Ahlholm | 1992745 | 2 | 12/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lloyd Brian Hannan | 4528184 | 2 | 05/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Ari Stevens | 3088491 | 1 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Jay Strumwasser | 2041699 | 1 | 08/28/2019 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey Kenneth Ahlholm | 1992745 | 2 | 10/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trever Francis Acers | 5914683 | 1 | 12/05/2012 | Customer Dispute | Dismissed | $716,785.00 | $0.00 | See FINRA Report |
| Harold Raymond Demoss | 5324342 | 4 | 03/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Jason Anderson | 4843265 | 1 | 03/19/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harold Raymond Demoss | 5324342 | 4 | 02/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |