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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Fleming Reutemann374456803/11/2019Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
John Fleming Reutemann374456802/23/2009Customer DisputeDenied$5,776.27$0.00See FINRA Report
John Fleming Reutemann374456807/07/2008Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
John Fleming Reutemann374456812/16/2005Customer DisputeSettled$670,000.00$0.00See FINRA Report
John Fleming Reutemann374456812/23/2002Customer DisputeAward / Judgment$250,000.00$115,000.00See FINRA Report
John Fleming Reutemann374456808/07/2002Customer DisputeDenied$52,000.00$0.00See FINRA Report

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