Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Fleming Reutemann | 374456 | 8 | 08/19/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Fleming Reutemann | 374456 | 8 | 03/11/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Fleming Reutemann | 374456 | 8 | 02/23/2009 | Customer Dispute | Denied | $5,776.27 | $0.00 | See FINRA Report |
| John Fleming Reutemann | 374456 | 8 | 07/07/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| John Fleming Reutemann | 374456 | 8 | 12/16/2005 | Customer Dispute | Settled | $670,000.00 | $0.00 | See FINRA Report |
| John Fleming Reutemann | 374456 | 8 | 12/23/2002 | Customer Dispute | Award / Judgment | $250,000.00 | $115,000.00 | See FINRA Report |
| J. Brian King | 4544538 | 2 | 10/02/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Fleming Reutemann | 374456 | 8 | 08/07/2002 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| J. Brian King | 4544538 | 2 | 01/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Fleming Reutemann | 374456 | 8 | 10/01/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |