Our Staff has compiled our research into a database of FINRA Broker Disclosures for Touchstone Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Michael Sexton | 6092849 | 3 | 06/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Michael Sexton | 6092849 | 3 | 02/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Michael Sexton | 6092849 | 3 | 12/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian William Nugent | 4604833 | 1 | 05/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |