Our Staff has compiled our research into a database of FINRA Broker Disclosures for Touchstone Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Michael Sexton | 6092849 | 3 | 06/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Michael Sexton | 6092849 | 3 | 02/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Michael Sexton | 6092849 | 3 | 12/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kristina Jeannine Long | 3217013 | 2 | 12/18/2019 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Joshua Kirk Martin | 3041875 | 5 | 10/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Kirk Martin | 3041875 | 5 | 10/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Kirk Martin | 3041875 | 5 | 01/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Ann Gilbert | 4750710 | 1 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Kirk Martin | 3041875 | 5 | 02/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Ann Rowe | 6690327 | 1 | 12/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |