Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Walter Dimarco | 5558032 | 1 | 08/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard L Fangen | 1708819 | 1 | 04/27/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |