Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stacee Rae Love-Malcolm | 4246711 | 5 | 02/19/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lance Alan Sevier | 5418562 | 1 | 10/15/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Tracy Pickett | 5919754 | 1 | 07/25/2018 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Stacee Rae Love-Malcolm | 4246711 | 5 | 10/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stacee Rae Love-Malcolm | 4246711 | 5 | 03/15/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stacee Rae Love-Malcolm | 4246711 | 5 | 09/29/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stacee Rae Love-Malcolm | 4246711 | 5 | 04/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Colton Wolff Reading | 4572251 | 1 | 02/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Julie Ann Rothmeier | 2442662 | 3 | 03/31/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Erik Dirk Saunders | 1939964 | 1 | 09/13/2013 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |