Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernest Fred Schultz | 6735823 | 2 | 11/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ernest Fred Schultz | 6735823 | 2 | 11/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Emanuel Ward | 2342656 | 1 | 05/03/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |