Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy J Davis | 5974178 | 1 | 06/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Glenn Settelmyer | 2519384 | 2 | 09/16/2002 | Customer Dispute | Denied | $13,906.80 | $0.00 | See FINRA Report |