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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kurt James Halverstadt18295401006/29/2024Judgment / Lien$0.00$0.00See FINRA Report
Kurt James Halverstadt18295401010/17/2018Judgment / Lien$0.00$0.00See FINRA Report
Kurt James Halverstadt18295401006/05/2018Judgment / Lien$0.00$0.00See FINRA Report
Kurt James Halverstadt18295401008/17/2015Judgment / Lien$0.00$0.00See FINRA Report
Kurt James Halverstadt18295401003/05/2015Judgment / Lien$0.00$0.00See FINRA Report
Kurt James Halverstadt18295401002/11/2014Judgment / Lien$0.00$0.00See FINRA Report
Kurt James Halverstadt18295401001/30/2014Judgment / Lien$0.00$0.00See FINRA Report
Kurt James Halverstadt18295401005/23/2013Judgment / Lien$0.00$0.00See FINRA Report

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