Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Anthony Lehmann | 2407155 | 2 | 09/16/2009 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Kurt James Halverstadt | 1829540 | 10 | 01/18/2008 | Customer Dispute | Settled | $63,347.40 | $0.00 | See FINRA Report |
| Kurt James Halverstadt | 1829540 | 10 | 12/06/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sean Anthony Lehmann | 2407155 | 2 | 09/30/1999 | Customer Dispute | Settled | $37,400.00 | $0.00 | See FINRA Report |