Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. Seelaus & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Paul Seelaus | 500660 | 1 | 06/19/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Thomas Grobert | 1830101 | 1 | 06/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |