Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. Seelaus & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary McCurdy Parker | 837964 | 1 | 10/22/2019 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Hugh Dugald Wallschleger | 1232456 | 2 | 05/30/2013 | Customer Dispute | Closed-No Action | $38,834.00 | $0.00 | See FINRA Report |
| Hugh Dugald Wallschleger | 1232456 | 2 | 05/16/2013 | Customer Dispute | Closed-No Action | $183,000.00 | $0.00 | See FINRA Report |
| Paul Ridgely Stierhoff | 2077502 | 1 | 08/23/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Seelaus | 500660 | 1 | 06/19/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Thomas Grobert | 1830101 | 1 | 06/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Thomas Reedy | 1840769 | 2 | 05/01/1987 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| George Thomas Reedy | 1840769 | 2 | 11/09/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |