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FINRA Broker Disclosures for GTS Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for GTS Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Yaron Katz6012416204/24/2023RegulatoryFinal$0.00$0.00See FINRA Report
Yaron Katz6012416204/24/2023RegulatoryFinal$0.00$0.00See FINRA Report
Jinglei Zhou6427569204/24/2023RegulatoryFinal$0.00$0.00See FINRA Report
Jinglei Zhou6427569204/24/2023RegulatoryFinal$0.00$0.00See FINRA Report
Frank Grampone1132280108/30/2019FinancialFinal$0.00$0.00See FINRA Report
Neal Salmen5871227112/09/2009RegulatoryFinal$0.00$0.00See FINRA Report
Christian John Tiriolo3063877209/07/2004RegulatoryFinal$0.00$0.00See FINRA Report
Christian John Tiriolo3063877209/07/2004RegulatoryFinal$0.00$0.00See FINRA Report

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