Our Staff has compiled our research into a database of FINRA Broker Disclosures for GTS Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ari M Rubenstein | 4134798 | 2 | 12/09/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Patrick Joseph Romanello | 5378090 | 2 | 12/09/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jawahar Ravindra Waknis | 5861481 | 1 | 12/09/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Yaron Katz | 6012416 | 2 | 12/09/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jinglei Zhou | 6427569 | 2 | 12/09/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Ari M Rubenstein | 4134798 | 2 | 06/18/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Patrick Joseph Romanello | 5378090 | 2 | 06/18/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Yaron Katz | 6012416 | 2 | 06/18/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jinglei Zhou | 6427569 | 2 | 06/18/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Frank Grampone | 1132280 | 1 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |