Our Staff has compiled our research into a database of FINRA Broker Disclosures for GTS Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yaron Katz | 6012416 | 2 | 04/24/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Yaron Katz | 6012416 | 2 | 04/24/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jinglei Zhou | 6427569 | 2 | 04/24/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jinglei Zhou | 6427569 | 2 | 04/24/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Grampone | 1132280 | 1 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Carmen Jr Pennella | 4410305 | 1 | 02/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael B Donofrio | 5041042 | 1 | 10/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Neal Salmen | 5871227 | 1 | 12/09/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christian John Tiriolo | 3063877 | 2 | 09/07/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christian John Tiriolo | 3063877 | 2 | 09/07/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |