Our Staff has compiled our research into a database of FINRA Broker Disclosures for Odeon Capital Group LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard Merrill Fels | 1455194 | 1 | 10/15/2012 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See FINRA Report |
Robert Albert Fisk | 1302491 | 5 | 09/01/2008 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
Robert Vernon Banker | 2290789 | 6 | 08/25/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Robert Vernon Banker | 2290789 | 6 | 06/28/2000 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
Robert Vernon Banker | 2290789 | 6 | 06/28/2000 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |