Our Staff has compiled our research into a database of FINRA Broker Disclosures for Odeon Capital Group LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Helene | 1629972 | 1 | 05/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Aryeh Sugar | 1918717 | 2 | 02/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Aryeh Sugar | 1918717 | 2 | 08/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacob Morey Weinig | 4997210 | 1 | 07/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Curtis Falk | 1473032 | 2 | 10/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Curtis Falk | 1473032 | 2 | 09/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Albert Fisk | 1302491 | 5 | 08/20/2019 | Customer Dispute | Pending | $103,400.00 | $0.00 | See FINRA Report |
| Gregory Ryan Peisinger | 5713181 | 1 | 05/23/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Merrill Fels | 1455194 | 1 | 10/15/2012 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See FINRA Report |
| Robert Albert Fisk | 1302491 | 5 | 09/01/2008 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |