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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Maria P Acevez Perez2981386103/13/2023RegulatoryFinal$0.00$0.00See FINRA Report
Maximiliano Andres Contador4848825101/08/2014RegulatoryFinal$0.00$0.00See FINRA Report
Juan Manuel Ramos Fernandez1702099409/14/1990RegulatoryFinal$0.00$0.00See FINRA Report
Juan Manuel Ramos Fernandez1702099406/18/1990RegulatoryFinal$0.00$0.00See FINRA Report

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