Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maria P Acevez Perez | 2981386 | 1 | 03/13/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Arturo Morales | 5086692 | 1 | 02/23/2018 | Customer Dispute | Denied | $18,426.80 | $0.00 | See FINRA Report |
| Gibran Jose Abdala Hadad | 6128533 | 1 | 10/12/2016 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Maximiliano Andres Contador | 4848825 | 1 | 01/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Cleves | 4668953 | 1 | 02/27/2012 | Customer Dispute | Settled | $4,545.00 | $0.00 | See FINRA Report |
| Juan Manuel Ramos Fernandez | 1702099 | 4 | 09/14/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Manuel Ramos Fernandez | 1702099 | 4 | 06/18/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Manuel Ramos Fernandez | 1702099 | 4 | 11/23/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Juan Manuel Ramos Fernandez | 1702099 | 4 | 10/09/1987 | Customer Dispute | Settled | $46,903.90 | $0.00 | See FINRA Report |