Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jason Lee Seale | 1874548 | 10 | 05/31/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Dennis Fadling | 2181133 | 4 | 12/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Dennis Fadling | 2181133 | 4 | 10/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Dennis Fadling | 2181133 | 4 | 10/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jason Lee Seale | 1874548 | 10 | 09/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jason Lee Seale | 1874548 | 10 | 07/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James Douglas Anderson | 1756026 | 5 | 12/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jacqueline Prue | 1112160 | 2 | 05/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Dennis Fadling | 2181133 | 4 | 09/22/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |