Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lee Seale | 1874548 | 10 | 08/07/2010 | Customer Dispute | Closed-No Action | $5,438.88 | $0.00 | See FINRA Report |
| Jason Lee Seale | 1874548 | 10 | 12/20/2009 | Customer Dispute | Closed-No Action | $260,000.00 | $0.00 | See FINRA Report |
| Lee Allen Nysted | 726033 | 3 | 05/17/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Douglas Eugene Stone | 2743033 | 1 | 09/02/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |