Our Staff has compiled our research into a database of FINRA Broker Disclosures for JCC Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark H Levy | 1333144 | 2 | 02/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ralph Carter Freeman | 824393 | 4 | 11/02/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Mark H Levy | 1333144 | 2 | 07/19/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |