Our Staff has compiled our research into a database of FINRA Broker Disclosures for JCC Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Ellis Gregerson | 5698199 | 1 | 08/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Brian Candler | 2802438 | 1 | 05/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark H Levy | 1333144 | 2 | 02/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karl Weston Kloster | 2565031 | 1 | 11/13/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ralph Carter Freeman | 824393 | 4 | 11/02/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ralph Carter Freeman | 824393 | 4 | 07/03/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Carter Freeman | 824393 | 4 | 04/24/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Carter Freeman | 824393 | 4 | 01/12/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark H Levy | 1333144 | 2 | 07/19/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |