Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital City Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Mervin Roland | 1871181 | 4 | 02/19/2010 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |