Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital City Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shahrokh C Minoui | 1978877 | 1 | 09/11/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin L Fifer | 4750052 | 12 | 04/30/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jac Gerard Tomasello | 1749835 | 1 | 09/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Scott Shear | 2174281 | 9 | 09/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Scott Shear | 2174281 | 9 | 09/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Mervin Roland | 1871181 | 6 | 10/19/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Mervin Roland | 1871181 | 6 | 10/19/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vaughn Flowers | 6174050 | 2 | 09/24/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin L Fifer | 4750052 | 12 | 02/15/2015 | Customer Dispute | Award / Judgment | $32,312.40 | $32,312.40 | See FINRA Report |
| James Mervin Roland | 1871181 | 6 | 02/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |