Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Luis Fernandez | 2903983 | 9 | 07/24/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Fernandez | 2903983 | 9 | 08/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |