Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Luis Fernandez | 2903983 | 9 | 07/24/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Fernandez | 2903983 | 9 | 11/15/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Fernandez | 2903983 | 9 | 11/15/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Fernandez | 2903983 | 9 | 10/03/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Fernandez | 2903983 | 9 | 08/10/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jose Luis Fernandez | 2903983 | 9 | 08/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Fernandez | 2903983 | 9 | 06/22/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jose Luis Fernandez | 2903983 | 9 | 05/31/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Fernandez | 2903983 | 9 | 11/02/2004 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |