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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lawrence Eugene Welch2359478501/15/2003Customer DisputeSettled$43,326.00$0.00See FINRA Report
Paul Joseph Welch2327685412/09/2002Customer DisputeDenied$20,740.00$0.00See FINRA Report
Lawrence Eugene Welch2359478504/16/2001Customer DisputePending$0.00$0.00See FINRA Report
Paul Joseph Welch2327685402/21/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Lawrence Eugene Welch2359478501/04/2001Customer DisputeSettled$127,422.00$0.00See FINRA Report
Lawrence Eugene Welch2359478508/28/2000Customer DisputeClosed-No Action$30,000.00$0.00See FINRA Report

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