Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Joseph Welch | 2327685 | 4 | 09/04/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Eugene Welch | 2359478 | 5 | 09/04/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Welch | 2327685 | 4 | 12/30/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Eugene Welch | 2359478 | 5 | 01/15/2003 | Customer Dispute | Settled | $43,326.00 | $0.00 | See FINRA Report |
| Paul Joseph Welch | 2327685 | 4 | 12/09/2002 | Customer Dispute | Denied | $20,740.00 | $0.00 | See FINRA Report |
| Lawrence Eugene Welch | 2359478 | 5 | 04/16/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Welch | 2327685 | 4 | 02/21/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Eugene Welch | 2359478 | 5 | 01/04/2001 | Customer Dispute | Settled | $127,422.00 | $0.00 | See FINRA Report |
| Lawrence Eugene Welch | 2359478 | 5 | 08/28/2000 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |