Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Gene Schmitz | 1771132 | 6 | 05/04/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald P Carnaghi | 1352988 | 2 | 04/17/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Roy Mazza | 1091453 | 2 | 04/17/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |