Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael L Albertson | 5440171 | 2 | 07/06/2022 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Douglas Gene Schmitz | 1771132 | 6 | 08/04/2020 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Douglas Gene Schmitz | 1771132 | 6 | 07/24/2020 | Customer Dispute | Closed-No Action | $5,200.00 | $0.00 | See FINRA Report |
| Michael L Albertson | 5440171 | 2 | 06/15/2013 | Customer Dispute | Closed-No Action | $148,486.00 | $0.00 | See FINRA Report |
| Lawrence Clay Spencer | 2150332 | 1 | 05/12/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |