Our Staff has compiled our research into a database of FINRA Broker Disclosures for DE Paola Trading, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nadia Doh | 2453137 | 5 | 06/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nadia Doh | 2453137 | 5 | 08/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Anthony Maiolo | 2369597 | 3 | 10/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Anthony Maiolo | 2369597 | 3 | 08/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Anthony Maiolo | 2369597 | 3 | 02/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |