Our Staff has compiled our research into a database of FINRA Broker Disclosures for DE Paola Trading, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Julian Depaola | 4638326 | 1 | 01/18/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nadia Doh | 2453137 | 5 | 06/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nadia Doh | 2453137 | 5 | 08/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Mitchell Krim | 2785337 | 1 | 04/24/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Anthony Maiolo | 2369597 | 3 | 10/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Anthony Maiolo | 2369597 | 3 | 08/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Anthony Maiolo | 2369597 | 3 | 02/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Giles | 5244161 | 1 | 10/09/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nadia Doh | 2453137 | 5 | 12/06/1999 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Nadia Doh | 2453137 | 5 | 03/31/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |