Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Happle | 1095540 | 3 | 08/27/2012 | Customer Dispute | Settled | $28,290.00 | $0.00 | See FINRA Report |
| Robert Harris Sullivan | 1341663 | 4 | 10/27/2011 | Customer Dispute | Settled | $9,032.31 | $0.00 | See FINRA Report |
| Louis Meyers Tilchin | 1495823 | 5 | 09/22/2011 | Customer Dispute | Settled | $128,568.00 | $0.00 | See FINRA Report |
| Scott Alan Jaffe | 1536635 | 1 | 10/09/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Louis Meyers Tilchin | 1495823 | 5 | 11/24/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louis Meyers Tilchin | 1495823 | 5 | 10/14/2002 | Customer Dispute | Settled | $25,579.20 | $0.00 | See FINRA Report |
| Louis Meyers Tilchin | 1495823 | 5 | 04/10/2002 | Customer Dispute | Settled | $31,703.00 | $0.00 | See FINRA Report |
| Robert David Bray | 1296539 | 1 | 04/11/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Anthony Emmanuel | 2046654 | 5 | 08/10/1994 | Customer Dispute | Settled | $77,000.00 | $0.00 | See FINRA Report |
| Peter Anthony Emmanuel | 2046654 | 5 | 04/23/1993 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |