Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard A Critelli | 5567453 | 2 | 12/06/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Harris Sullivan | 1341663 | 4 | 05/07/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Happle | 1095540 | 3 | 12/09/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Anthony Emmanuel | 2046654 | 5 | 09/13/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |