Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Lyle Solinsky | 3042906 | 1 | 03/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wayne Norman Schwartz | 2580456 | 4 | 05/18/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wayne Norman Schwartz | 2580456 | 4 | 05/19/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |