Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Lyle Solinsky | 3042906 | 1 | 03/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cort Allen Laurence | 4223951 | 1 | 08/25/2014 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| John Barton Stevens | 4845319 | 1 | 02/11/2014 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| George Gomez | 2156124 | 1 | 03/28/2013 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Reagan Lee Wagner | 4339734 | 1 | 03/08/2010 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| Devin Anthony Carroll | 4590788 | 1 | 08/21/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Wayne Norman Schwartz | 2580456 | 4 | 01/23/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Norman Schwartz | 2580456 | 4 | 05/18/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wayne Norman Schwartz | 2580456 | 4 | 04/11/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Norman Schwartz | 2580456 | 4 | 05/19/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |